Bank Secrecy Act Compliance - A NEW ERA
Tuesday, December 4, 2007
9 a.m. to 4 p.m.
Ramada Plaza,
108 First
(478) 746-1461
Program Content
Effective July 28, 2006, federal regulators have revised the BSA/AML Examination Procedures. BSA Officers and Risk Managers have more responsibilities than ever to satisfy regulatory expectations. BSA compliance is much more than completing CTRs, SARs, and a $3,000 Log. It includes a risk assessment of the Bank's customers to identify "high-risk" accounts as well as comprehensive internal audit and independent review procedures. Many banks are struggling with the volume of all this work.
Highlights
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New Exam procedures for BSA + OFAC+ CIP + Suspicious Activity Reporting
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How to Develop a Risk Assessment + Risk Profile for your Bank
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How to perform customer due diligence and monitor "High-Risk" accounts
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Additional requirements for Money Services Businesses ("MSBs")
Who Should Attend
BSA Officers, Compliance Officers, and Internal Auditors will all benefit.
Presenter
Steve Moore, Bank Compliance Services
Avondale Estates,
The registration fee is $195 for members.
Due to facility guarantees, written cancellations must be received three days prior to the seminar date to receive a refund. Substitutions are welcome.