Reference Guide to Regulatory Compliance, 17th edition
The
Reference Guide to Regulatory Compliance is an ideal resource
for compliance managers, department managers and staff, product managers
and retail branch banking managers. And it is a recommended study
resource for individuals preparing for the Certified Regulatory
Compliance Manager Exam (CRCM).
Developed as an extended outline, the Guide covers federal regulations,
consumer legislation and all the rules you need to know to meet the
demands of today's compliance functions: Deposits, Lending, Bank Secrecy
Act/Anti-Money Laundering, Bank Operations, Community Reinvestment
Act/Home Mortgage Disclosure Act, Privacy, Securities, Insurance, and
Other Financial Services, and much more.
The Guide contains pertinent regulatory citations, suggestions on
setting up a compliance risk management program and sample consumer
disclosures. For those pursuing the CRCM designation, it also includes
self-study and review questions and answers, and a cross-reference of
book section titles and CRCM exam topics.
New sections on:
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Interagency Guidance on Nontraditional Mortgage Product Risks
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Joint Guidance on Overdraft Protection Programs
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Unfair or Deceptive Credit Card Practices
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Disclosure of CRA-related Agreements
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Prohibition against use of Interstate branches for deposit production
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Guidance on Authentication in an Internet Banking Environment
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Restrictions on Marketing Practices
Sample Updated and Revised sections:
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Homeownership Counseling – More information on notifications to customers and sample HUD Servicemembers Civil Relief Act Notice
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Electronic Fund Transfer Act - Information on consumer disclosures for POS transactions
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FDIC Insurance – Updates on coverage amounts and changes to the general rules
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IRS Rules – Changes in amounts and or requirements for mortgage reporting, foreclosures, W-9s, discharges of debt, and information reporting
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BSA – More information on the Interagency examination procedures of July 2006
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CRA – Notice that OTS modified its regulations to be in line with other federal banking agencies
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Information on the proposal to amend Regulation R regarding retail nondeposit investments.
The
Reference Guide to Regulatory Compliance supports the
ABA Online Review Course for the CRCM Examination and is a
recommended study resource for the
Certified Regulatory Compliance Manager (CRCM) exam.
Text: Author: Kathlyn Farrell, CRCM and Attorney
Laminated cover, GBC binding, 790 pages, 17th edition, 2007
Catalog #: 3003684
$299 GBA Member Price
Please call GBA’s Alison Moreau at (404) 420-2034 to order this reference guide.