Compliance Conference
September 25-26, 2009 ♦ Idle
Hour Country Club, Macon
8:00 a.m.
noon CRCM Exam
12:00
1:15 p.m. Lunch and Keynote Address
Calvin Hagins
Office of the Comptroller of the Currency
Compliance Risk Management Systems
Calvin Hagins will discuss all of elements necessary for an effective CRMS as
well as describe what is considered "effective" by the regulators.
1:30 2:45 p.m. Fair Lending
Rick
Freer
Office of
the Comptroller of the Currency
3:00 4:15 p.m. Georgia
State Banking Laws
James H. Moore, III
Moore,
Clarke, Duvall Rodgers, P.C., Albany
This session will re-familiarize attendees with the requirements of
important state requirements such as usury limitations, Georgia Fair Lending,
Georgia Residential Mortgage Act, and new term limitations placed on consumer
residential lending.
4:30 5:45 p.m. How
to Prepare for a BSA Exam
Dana
Albera
BANC
Financial Group, Inc., Atlanta
This session will provide step-by-step instructions on how you can
prepare your bank for what some consider to be the most critical review of your
banks compliance program. Where should
your time be spent? What should you
expect from the regulators? What documentation
can you expect to provide? These
questions and more will be covered in this important session.
6:00 p.m. Reception
8:30 9:00
a.m. Continental Breakfast
9:00
10:15 a.m. Regulatory
Changes/Emerging Issues
Steve Kenneally, ABA
10:30
11:45 a.m. Monitoring for
Compliance with Deposit regulations
Louvera Walden, Ameris Bank,
Moultrie
Autumn Osborne, McIntosh State Bank,
Jackson
Can you find any problems your bank may be having BEFORE the
regulators find them? Monitoring for compliance with various regulations
is an essential part of any compliance program. Too often the deposit
regulations are overlooked. This workshop is designed to provide you with
models and processes for spotting those pesky Deposit Compliance problems
before someone else does! Workshop session attendees will receive
monitoring worksheets from several sources. Presenters will share tips and
tricks to get the job done.
12:00 1:00 p.m AML,
SARS
(Working Lunch)
Jantzen
Blakmon, Kenneth Gusler
Immigration
and Customs Enforcement, Atlanta
Did you ever wonder if all of the hours of work you put into
BSA compliance is worth it? Todays
luncheon speakers use the information submitted on SARs and CTRs on a daily
basis. Attendees will learn how SARs are
used after they leave the bank and will hear examples of investigations spurred
by this crucial information.
1:15 2:30 p.m. Regulatory Panel Discussion
Louvera
Walden, Moderator
Panel
Calvin
Hagins, Office of the Comptroller of the Currency
Michael
Dean, Federal Deposit Insurance Corporation
Gary
Clayton, Federal Reserve Bank of Atlanta
Joel
Palmer, Office of Thrift Supervision
Do you have questions that can only be answered by your
regulator? Join us for the regulatory panel discussion where representatives
from regulatory agencies will be there to answer your questions.
Just send us your questions in advance or submit them the first day of the
conference to learn how your regulator interprets the regulations.
Take information you can use back to your bank.
2:45 4:00 p.m. Fair Lending Workshop
Tammy
Stacey, Diane Jordan
The Brand
Banking Company, Lawrenceville
The
following are hotel suggestions for your stay.
Please contact them directly to make your reservations.
H
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