Reference Guide to Regulatory Compliance, 18th edition
The
Reference Guide to Regulatory Compliance (18th Edition) is
an ideal resource for compliance managers, department managers and
staff, product managers and retail branch banking managers. It is a
recommended study resource for individuals preparing for the Certified
Regulatory Compliance Manager Exam (CRCM). Download the Table of
Contents
here.
Developed as an extended outline, the Guide covers federal regulations,
consumer legislation and all the rules you need to know to meet the
demands of today's compliance functions: Deposits, Lending, Bank Secrecy
Act/Anti-Money Laundering, Bank Operations, Community Reinvestment
Act/Home Mortgage Disclosure Act, Privacy, Securities, Insurance, and
Other Financial Services, and much more.
The Guide contains pertinent regulatory citations, suggestions on
setting up a compliance risk management program and sample consumer
disclosures. For those pursuing the CRCM designation, it also includes
self-study and review questions and answers, and a cross-reference of
book section titles and CRCM exam topics.
Sample Updated and Revised sections:
-
Advisories on predatory and subprime lending—The 2007 interagency statement on subprime mortgage lending on underwriting and consumer protection concerns
-
Bank Secrecy Act/Anti-Money-Laundering Rules— The 2007 federal banking agencies' statement on uniform enforcement actions
-
Electronic disclosures— Disclosures to consumers required by law for deposit, loan, and lease products may be made electronically in accordance with the E-Sign Act.
-
Fair credit reporting—The 2007 Federal banking agencies' jointly issued regulations on the implementation of identity theft programs that include the detection of red flags
-
IRS rules and regulations—Explanation on Form 1098 requirements for mortgage interest rate reporting
-
Flood disaster reporting—The 2007 FEMA update of compliance requirements for the Mandatory Purchase of Flood Insurance Guidelines
-
Lending limits—The OCC pilot program for calculating lending limits was made permanent in 2007.
-
Loans to servicemembers—The 2007 Department of Defense regulations on credit extended to servicemembers regading allowed charges and disclosures in accordance with the John Warner National Defense Authorization Act
The
Reference Guide to Regulatory Compliance supports the
ABA Online Review
Course for the CRCM Examination and is a recommended study
resource for the
Certified Regulatory
Compliance Manager (CRCM) exam.
Author: Kathlyn Farrell, CRCM and Attorney
Laminated cover, GBC binding, 814 pages, 18th edition, 2008
ISBN 0-89982-609-1
Catalog #3004223
$379 List Price
$299 Member Discount
Please call GBA’s
Alison Moreau at (404) 420-2034 to order this reference
guide.